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Grading Criteria for Appellate Brief

updated March 16, 2007

Conventions
Points on Appeal & Argumentative headings
Abstract & Addendum
Statement of the Case
Argument
Persuasion
Citations
Writing
 

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bulletConventions / Cover, closing, & certificate of service: Provides complete, accurate information (court, appellate docket number, case name, trial court appealed from, designation, & attorney contact information, including "bar" [official exam] number. Uses "Respectfully submitted" closing; with attorney signature, "name" (pseudonym), official exam #, law firm address, and phone. Provides complete, accurate certificate of service, with names and addresses of all necessary recipients and attorney signature.
 
bulletConventions / Table of Contents (ToC) and Table of Authorities (ToA): Arranges contents of brief in order mandated by court rules. Tables present neat, orderly, uncrowded appearance. ToC provides accurate beginning page numbers for all major sections of brief, all items in Abstract, all headings and sub-headings, and all items in Addendum. ToA groups authorities according to court rules; alphabetizes entries; accurately indexes all page references for all citations cited under the Points on Appeal (if any) and all citations (including short forms) used in the Argument.
 
bulletPoints on Appeal & Argumentative Headings / Content, organization, & structure: Points on Appeal state dispositive issues to be decided by appellate court and are worded broadly enough to encompass any supporting sub-points, which are not stated on this page. Within the Argument, point headings and sub-headings together present a logical outline. If using sub-headings under a main argumentative heading, provides at least two of them. Each sub-heading provides legal and/or factual support for the heading to which it is subordinated. Writes a full sentence for each heading or sub-heading; avoids using mere topical headings or sub-headings.  of argument. Keeps subjects and verbs close together; uses similar grammatical structure for headings on same level.
 
bulletAbstract & Addendum / Format & organization: Provides identifying information for each item in the Abstract. Provides page reference for each record page condensed in Abstract. Converts question-and-answer format of testimony to first-person narrative. Precedes Addendum with a cover sheet; arranges items in Addendum in same order they appeared in original record. Provides page numbering of their own for Abstract and for Addendum.
 
bulletAbstract & Addendum / Content: Abstract condenses material portions of witness testimony and colloquies between counsel and the court. Abstract fairly and impartially represents substance of witness examinations and statements by counsel or the court, even when content is unfavorable to client. Addendum contains such portions of pleadings, motions, and other documentary parts of the record that are relevant to the issues on appeal. Addendum omits non-material portions of documents (e.g., certificate of service appearing on separate page) and completely omits transcripts of depositions or trial court proceedings.
 
bullet Statement of the Case / Organization & persuasion: Logically organizes factual information. Narrative makes sense on a single reading. Does not exceed length permitted by court rule. Engages reader’s attention and interest in the cases. Uses a variety of persuasive techniques to cast facts in a light favorable to client (detail, sentence and paragraph structure, word choice, emphasis). Tells facts from client’s point of view.
 
bullet Statement of the Case / Content: Identifies parties and nature of rulings appealed from. Presents the facts most significant to the issues on appeal, including procedural history. Includes unfavorable facts that are material to the analysis; omits irrelevant details. Does not misstate or exaggerate facts. Does not characterize assumptions or inferences as fact. Avoids any form of argument. Factual sources are cited to Abstract and/or Addendum, not to original Record.
 
bulletArgument / Umbrella section(s), standard of review, & issue identification: Begins Argument with umbrella section summarizing general rule and policies of general application, citing sources. Identifies, explains, and cites sources for applicable standard(s) of review. Explains order in which points will be presented, and explains any departure from reader’s expectations of rule(s) or organization. Argument addresses all necessary issues and sub-issues, but avoids discussion of issues or theories that are not preserved for review by appellate court (three Rs: Raised, Responded to, Ruled on).
 
bullet Argument / Ordering & organization: Organizes argument around issues, not authorities. Treats threshold issues (if any) first. Selects logical order of issues. Divides large issues into logical sub-issues. Sets out and fully explains rules before arguing their application to facts. Avoids repetition of matters already stated. Explicitly states conclusion for each issue and sub-issue. Ends brief with short conclusion section setting out requested relief from appellate court.
 
bulletArgument / Choice & use of authorities: Represents current state of law in controlling jurisdiction; does not use unpublished cases. Fully explains (or if necessary, distinguishes) mandatory authorities. Where mandatory authority is not present, selects highly relevant and factually persuasive authorities to illustrate law that supports client’s theory of the case. Writes paragraph or thesis sentence to introduce each authority or quotation and establish its relationship to the analysis. In advocating issue of first impression, discusses appropriate policy considerations. For statutes, relies on current law; accurately represents specific statutory language. For cases, provides sufficient information for reader to understand their relevance, applicability, and the courts’ reasoning. Does not treat dictum, concurrence, or dissent as holding. For secondary materials, chooses recent, relevant materials written by authorities in their fields. Represents content of all authorities with accuracy and precision.
 
bulletArgument / Analysis & application of law to fact: For each issue, matches important points in rule explanation sections to corresponding points in sections applying law to fact. Compares key facts from case authorities to client’s facts, emphasizing legally significant similarities and distinguishing unfavorable aspects. Refers to specific, concrete facts from materials in Abstract or Addendum. Avoids assuming the existence of facts not found by lower court; uses only facts and supported by the record. Throughout Argument, provides adequate support for conclusions, both by authority and by application of law to fact.
 
bullet Persuasion / Theory & emphasis: Presents and adheres to discernible theory of case. Uses detail, positions of emphasis, short sentence, and short paragraphs to highlight favorable information and analysis. De-emphasizes unfavorable law or facts by referring to them more generally, with less detail, and by placement in subordinate positions in longer sentences and paragraphs. Avoids using sentimentalism, exaggeration, or sarcasm to sway the Court.
 
bullet Persuasion / Assertiveness: Begins the paragraph underneath a heading or sub-heading with an assertive statement of client’s position on the issue covered by that heading. Addresses client’s position before stating or responding to opponent’s position on issue. Always presents argument from client’s point of view. Avoids using language that is defensive, tentative, or inconclusive.
 
bullet Citations / Frequency & placement: Cites authority for each statement of statute, rule, holding, court's reasoning, case facts, or quotation. Provides full citation the first time authority is mentioned; thereafter, uses short form for that authority's citation in same general discussion. Repeats full citation of previously cited authority upon its first mention in a new subdivision of Argument. Never cites a West synopsis or headnote. Generally avoids using embedded citations. Never uses citation as subject of sentence. Never begins sentence with section symbol (§), a similar symbol, or a numeral. Correctly places citation following block format quotation.
 
bullet Citations / Components & rule compliance: Each full citation in ToA and in Argument contains all basic components required by ALWD Citation Manual, including subsequent history, if any. Complies with ALWD rules and tables for elements, formatting, and abbreviations of particular type of cited authority. For cases, provides parallel citations to official and unofficial reporters. Correctly uses signals (ALWD Rule 44) to indicate the type and degree of support or contradiction the cited authority provides for the argument. Correctly orders and punctuates string citations, if used. Avoids abbreviating words in textual sentences, except as permitted by ALWD Rule 2.3.
 
bullet Citations / Short forms & pinpoint references: Uses id. where appropriate; correctly abbreviates and underlines or italicizes id. For other short forms, follows format set out in ALWD Rules for the particular source being referenced. Each citation to case or secondary authority, included parallel citation and short form citation, provides specific page references (pinpoints) wherever possible. When id. is short form citation, appends "at [page number]" only when pinpoint is different from last page cited (e.g., Id., Id. at 11). For rules and statutes, provides specific sub-section(s).
 
bullet Writing / Grammar, quotation, spelling, and proofreading: Complies with standards of good grammar, punctuation, usage, and mechanics. Quotes sparingly; prefers paraphrase to quotation. Quotes accurately; always indicates (via quotation and citation) phrases or passages taken directly from authorities. Uses block format for lengthy quotations and correctly places its citation. Correctly punctuates quotations; correctly indicates omissions or alterations to quoted material by use of ellipsis and brackets. Correctly spaces ellipsis; keeps ellipsis dots together on same line. Brief appears to have been carefully spell-checked and proofread to eliminate typographical errors, spelling mistakes, and omissions.
 
bullet Writing / Readability, paragraph construction, transitions, language, & tone: Avoids overly long and "front-loaded" sentences; also avoids choppy, headnote-style sentences. Generally keeps subjects and their verbs close together. Resists overuse of passive voice. Promotes readability by avoiding overly long constructions; eliminates unnecessary words, phrases, and clauses. Writes thesis sentences to begin paragraphs; limits coverage of each paragraph to a single topic. Breaks up long paragraphs into smaller discrete units; combines underdeveloped paragraphs into larger units that treat same topic. Uses transitional words or expressions to lead reader from completed discussion to new material or to establish connections between ideas. Uses legal terminology with accuracy. Writer follows conventions of formal, traditional legal writing. Capitalizes "Court" only when referring to court to whom brief is directed, to United States Supreme Court, or in the course of referring to any other court by its full proper name.
  

Remember to consult the Brief Format Requirements to ensure that you have properly addressed all matters of format. Failure to conform your assignments to these requirements will result in the indicated penalty point deductions from the brief grade.

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